“Business school professors need to ‘get real’ more often. Publishing work “…read only by a limited number of scholars…[with] often…little to no value to practicing mangers and leaders” won’t maintain our status and pay (J. Byrne in Poets & Quants, 2014). The Journal of Risk Management in Financial Institutions is an antidote we need.”
Editorial Board
Journal of Financial Compliance is guided by an expert Editorial Board who guide the journal's content and peer-review every article submitted for publication to ensure they are practical, authoritative and relevant:
Editor
- Mario J. DiFiore, PhD, Senior Assistant Dean and Director, Student Investment Funds and Finance Applied Learning, Gabelli School of Business, Fordham University
Editorial Board
- Karen M. Aavik, Corporate Ethics and Securities Compliance Officer, Flagstar Bank
- Nikhil Aggarwal, Managing Director, US Anti-Money Laundering (AML) Analytics, Deloitte
- Daniel R. Alonso, Partner, Buckley
- Carole Bovard, First Vice President, Compliance, OCC (Options Clearing Corporation)
- Mark Carberry, Executive Director, Compliance, JP Morgan
- N.K. Chidambaran, Associate Professor of Finance and Business Economics, Gabelli School of Business, Fordham University
- Catherine Choe, Founder, TFL Compass
- Stephen Cohen, Partner, Sidley Austin
- Kimon De Ridder, Chief Risk Officer, Insurance, Bupa
- Duncan DeVille, Head of Compliance, Americas, Global Head of Financial Crimes Compliance, EVP, Crypto.com
- James Downing, Global Chief Compliance Officer, Morningstar
- Ann E. Drew, Legal Director, Corporate Compliance, WEX
- Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield
- Kevin M. Gleason, Head of Registered Funds Compliance, Chief Compliance Officer MainStay Funds and Index IQ ETFs, New York Life Investments
- Louise Gowland, Senior Vice President and Head of UK Legal Entity Compliance Oversight, Northern Trust
- Jan-Gerrit Iken, Global Head of Monitoring & Screening, Deutsche Bank
- Yasmine Li, EMEA Head of Surveillance, Macquarie Group
- Susan Light, Partner, Katten Muchin Rosenman
- Joseph M. McGill, Partner and Chief Compliance Officer, Lord Abbett
- Carlo Milia, Head of Market Abuse Investigation Office, CONSOB
- Daniel Nathan, Partner, Orrick
- Philip Read, Regulatory and Controls Specialist, Management Assurance, National Australia Bank
- James Ross, Senior Regulatory Advisor, Binance
- Tina Stinson-DaCruz EdD, Assistant Vice President, Federal Reserve Bank of New York
- Steven D. Trigili, Chief Compliance Officer, Garden State Securities
- Greg Triguba, Principal, Compliance Integrity Solutions
- Andy Villareal, Chief Compliance Officer/SVP, MoneyGram
- Kurt Wachholz, Managing Director, Bates Group
- Pamela Ziermann, former SVP, Compliance, Dougherty Financial Group