Editorial Board

Journal of Financial Compliance is guided by an expert Editorial Board who guide the journal's content and peer-review every article submitted for publication to ensure they are practical, authoritative and relevant:

Editor

  • Mario J. DiFiore, Assistant Dean and Instructor, Finance and Business Economics Faculty, Gabelli School of Business and Co-Director, Corporate Compliance Institute, Fordham University

Editorial Board

  • Karen M. Aavik, Senior Vice President and Director, Corporate and Wholesale Practices, KeyBank
  • Nikhil Aggarwal, Head of Financial Crime Compliance Analytics, Standard Chartered Bank
  • Daniel R. Alonso, Managing Director and General Counsel, Exiger
  • Lee Augsburger, SVP and Chief Ethics and Compliance Officer, Prudential Financial
  • Toby Billington, Global Head of Wholesale Conduct, Deutsche Bank 
  • Donna Boehme, Principal, Compliance Strategists
  • Carole Bovard, First Vice President, Compliance, OCC (Options Clearing Corporation)
  • Mark A. Calabria, Director of Financial Regulation Studies, Cato Institute
  • Mark Carberry, Executive Director, Compliance, JP Morgan
  • Stephen Cheeseman, Senior Manager Regulatory Compliance, HSBC Retail Banking and Wealth Management
  • Kenneth Cherrier, Chief Supervisory Officer, Waddell & Reed
  • N.K. Chidambaran Phd, Associate Professor of Finance and Business Economics, Gabelli School of Business, Fordham University
  • Catherine Choe, Founder, TFL Compass
  • Stephen Cohen, Partner, Sidley Austin
  • Kimon De Ridder, Director, Oversight Compliance, Aviva 
  • Duncan DeVille‎, SVP, Global Head of Financial Crimes Compliance, Western Union
  • James Downing, Chief Compliance Officer, BMO Harris Financial Advisors
  • Ann E. Drew, Legal Director, Corporate Compliance, WEX
  • Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield
  • Chad Giussani, Head of Transaction Reporting Compliance, Standard Chartered Bank
  • Jan-Gerrit Iken, Managing Director, Global Head of Financial Crime, AML and Sanctions, Commerzbank
  • Gabriel L. Imperato, Managing Partner, Broad and Cassel
  • Joseph M. McGill, Partner and Chief Compliance Officer, Lord Abbett
  • Maureen Mohlenkamp, Principal, Enterprise Compliance Services, Deloitte & Touche
  • Heike Ottemann-Toyza, Head of Legal & Compliance, Central and Eastern Europe, Allianz
  • David Porteous, Partner, Faegre Baker Daniels
  • Chakeel Coomar Prayagsing PhD, Lecturer, University of Mauritius and Board Member (Academic Affairs), University of Technology, Mauritius
  • Steve Priest, President, Integrity Insight International
  • Philip Read, Advisory Compliance – MiFID II Project, RBC
  • Rosemary Silverman, Deputy Head of FCA Compliance, Canopius Managing Agents
  • Tina Stinson-DaCruz EdD, Assistant Vice President, Federal Reserve Bank of New York
  • Greg Triguba, Principal, Compliance Integrity Solutions
  • Andy Villareal, Chief Compliance Officer/SVP, MoneyGram
  • Nicholas Walmsley, Co-Director, Cambridge International Symposium on Economic Crime
  • Kurt Wachholz, Executive Consultant, National Regulatory Services
  • Pamela Ziermann, SVP, Compliance, Dougherty Financial Group