Editorial Board

Journal of Financial Compliance is guided by an expert Editorial Board who guide the journal's content and peer-review every article submitted for publication to ensure they are practical, authoritative and relevant:

Editor

  • Mario J. DiFiore, PhD, Senior Assistant Dean and Director, Student Investment Funds and Finance Applied Learning, Gabelli School of Business, Fordham University

Editorial Board

  • Karen M. Aavik, Managing Director - Privacy Compliance & Investment Services, Webster Bank
  • Nikhil Aggarwal, Managing Director, US Anti-Money Laundering (AML) Analytics, Deloitte
  • Daniel R. Alonso, Partner, Buckley
  • Mark Carberry, Executive Director, Compliance, JP Morgan
  • Catherine Choe, Founder, TFL Compass
  • Stephen Cohen, Partner, Sidley Austin
  • Kimon De Ridder, Chief Risk Officer, Insurance, Bupa 
  • James Downing, Chief Compliance Officer, Jones Lang LaSalle Securities
  • Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield
  • Kevin M. Gleason, Head of Registered Funds Compliance, Chief Compliance Officer MainStay Funds and Index IQ ETFs, New York Life Investments
  • Louise Gowland, Senior Vice President and Head of UK Legal Entity Compliance Oversight, Northern Trust
  • Jan-Gerrit Iken, Global Head of Monitoring & Screening, Deutsche Bank
  • Yasmine Li, EMEA Head of Surveillance, Macquarie Group
  • Susan Light, Partner, Katten Muchin Rosenman
  • Carlo Milia, Head of Market Abuse Investigation Office, CONSOB
  • Daniel Nathan, Partner, Orrick
  • Philip Read, Regulatory and Controls Specialist, Management Assurance, National Australia Bank
  • James Ross, Senior Regulatory Advisor, Binance
  • Tina Stinson-DaCruz EdD, Assistant Vice President, Federal Reserve Bank of New York
  • Steven D. Trigili, Chief Compliance Officer, Garden State Securities
  • Greg Triguba, Principal, Compliance Integrity Solutions
  • Andres Villareal, Chief Legal Officer, Gain
  • Kurt Wachholz, Managing Director, Bates Group
  • Pamela Ziermann, former SVP, Compliance, Dougherty Financial Group