Forthcoming content

Volume 3 forthcoming content will be available soon.

A selection of the peer-reviewed articles and real world case studies published in Volume 2 include:

  • How GDPR is influencing risk management
    Ebbe Negenman, Chief Risk Officer, AEGON Bank
  • Did that meeting discuss ‘inside information’? Insights from the US on when confidential information becomes material
    Carlo Milia, Senior Officer, Market Abuse Investigation Unit, CONSOB, Markets Division
  • Electronic communications monitoring, the broken windows theory and artificial intelligence
    German Florez, Senior Compliance and Risk Specialist AML, UBS
  • Investigating potential violations of law, responding to whistleblowers and mitigating associated ethical dilemmas
    Bradley J. Bondi, Senior Partner, Cahill Gordon & Reindel and Paul T. Chryssikos, Vice President of Regulatory Compliance, Lincoln Financial Group
  • How to effectively deal with multiple regulators and investigators in multiple jurisdictions
    Lloyd Meadows, Senior Manager, Sanctions Advisory, Financial Crime Compliance, Africa, Middle East, Standard Chartered Bank and Laura Shingler, Senior Associate, Eversheds Sutherland
  • AML compliance and the new standards on beneficial ownership
    Brian Arrington, Deloitte Advisory, Regulatory & Compliance, AML Consulting, Deloitte Transactions and Business Analytics
  • Financial crime compliance principles in the securities custody business
    Yannick Cherel, Group Product Head of Financial Crime Compliance, Standard Chartered, Olivier Goffard, Head of Group Compliance & Ethics, Euroclear, Mark Gem, Member of the Executive Board, Clearstream and Marta González Pérez, Senior Advisor in Financial Crime, Euroclear
  • Effective reporting can support improved decision-making by directors and executives
    Ross Marrazzo, Managing Director, Global Financial Crimes Practice Area Head, Chief Compliance & Chief Ethics Officer, Treliant
  • Stretching AML resources at smaller institutions
    Angela Mele, Founder, RiskPass AML+Compliance
  • Uncertain times ahead for sanctions
    Daniel L. Tannebaum, Principal, PricewaterhouseCoopers
  • Bad apples, rotten barrels and rebuilding trust in financial markets
    J.M. Yallop, Chair, FICC Markets Standards Board
  • AML/CFT and data privacy regulation: Achieving a peaceful co-existence
    Diane Bugeja, Senior Associate, Camilleri Preziosi
  • Managing Russia sanctions
    Susan Leddy, Senior Legal Counsel, Group Operations, Director, Legal & Compliance, Swiss Re
  • Compliance challenges in the world of elder financial exploitation
    Judith M. Shaw, Administrator, Maine Office of Securities
  • The human aspects of compliance
    Jessica Ramos, Legal Counsel, SWIFT
  • Socrates in the C-Suite: The uses of Socratic dialogue in corporate compliance
    Jonathan J. Rusch, Senior Vice-President and Head of Anti-Bribery & Corruption Governance, Wells Fargo
  • Role of transaction monitoring in ongoing monitoring: A Canadian perspective for AML compliance programs
    Andrew Simpson, Chief Operating Officer, CaseWare Analytics
  • The value of public private partnerships for financial intelligence
    Simon Riondet, Head of Financial Intelligence, Operations Department, Europol
  • AML and business ethics: Caribbean and Latin/South America
    Patricia Rodriguez-Autore, Senior Vice President of Deposit Compliance BSA Officer, Congressional Bank
  • Consumer financial data aggregation: Identifying key concerns and the potential for regulatory intervention
    Heidi Wicker, Partner, Schwartz & Ballen
  • Best practices in how to create a true culture of integrity within banks and financial services organizations
    Dennis Lormel, President and CEO, DML Associates
  • Guarding against personal liability risks for AML officers
    Marcos Czacki, Chief Operations Officer, Daimler Financial Services Mexico
  • Leading practices for UDAAP controls for the first line
    Barbara Boccia, Senior Director, Advisory Services and Regulatory Relations, Compliance Solutions, Wolters Kluwer
  • Making a culture of compliance contagious
    LaSalle Vaughn, Executive Director, ESM & Digital Experience/Design Compliance Enterprise Compliance, Chief Legal Office, USAA
  • Guarding against personal liability risks for AML officers
    Ian Comisky, Partner, Fox Rothschild