"Journal of Payments Strategy & Systems goes beyond traditional periodicals and offers a strategic perspective on the payments landscape from all views. This is a focused, straightforward journal written by industry experts who live and breathe this business every day. This should be a key resource for anyone involved in this sector.”
Forthcoming content
Articles scheduled for Volume 6 of Journal of Financial Compliance includes:
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Managing trade and communications surveillance in the new world of work
Yasmine Li, Head of EMEA Surveillance, Global Head of Commodities Surveillance, Macquarie Group -
AI model risk: What the current model risk management framework can teach us about managing the risks of AI models
Catarina Souza, Senior Expert Model Risk Management, ING -
Preventing and addressing AML/CFT risks of digital finance: The European regulatory and supervisory perspective
Joana Neto, AML/CFT Data Specialist, AML/CFT Unit, European Banking Authority -
Can implementing classic management theories in the KYC process help achieve high regulatory compliance?
Sabina Ausfelt, Head of Financial Crime Prevention, JAK Medlemsbank -
Data risks and security in the financial sector: Adapting to a new environment
Claudia Guagliano, Head of Innovation Products and Technology Unit, Risk Analysis and Economics Department, European Securities and Markets Authority -
ESG ratings: How to undertake a proactive review to ensure there is no hidden fraud and corruption
Duncan Smith, Deputy Head, Fraud Investigations, European Investment Bank -
Compliance challenges for global institutions stemming from China’s cross-border data sharing requirements
Eugenie Shen, Managing Director, Head of Asset Management Group, Asia Securities Industry & Financial Markets Association and Alex Roberts, Counsel, Linklaters -
Application of the Certified Persons Regime: Evolving best practice and potential pitfalls
Louise Gowland, Head of EMEA Conduct Office and Senior Vice President, Northern Trust -
Understanding the impact of ESG on compliance
Jeffrey P. Naimon, Partner, Caroline M. Stapleton Senior Counsel and Benjamin M. Litchfield, Associate, Buckley -
The effect of organisational leaders on employee voice and employee silence
Manon de Zwart, Senior Strategic Communication Advisor and Marjo van den Broek, Global Cooperative Values Manager, Rabobank -
Combatting market abuse within algorithmic trading in the financial and physical markets
Jerry de Leeuw, Founder, Entrima -
The use of RegTech in fighting financial crime
Igor Sumkovski, Senior Manager, Sanctions Policy & Complex Advisory, Santander -
The regulatory leap into Big Data and machine learning: Practical advice for compliance officers
Bo Howell, Cofounder and CEO, Joot -
How can we better identify misconduct behaviours and abuse of position, and what are the drivers for committing fraud and theft?
Tracey Carpenter, Insider Threat Manager, Cifas -
Pan-European regimes: Pathway to mitigate lack of trust and complexity in insurance
Ana Teresa Moutinho, Head of Supervisory Processes Department and Andres Lehmets, Expert on InsurTech, Consumer Protection Department, European Insurance and Occupational Pensions Authority -
UK MiFIR transaction reporting: Fundamental, critical, a common good – but typically wrong
Charlotte Longman, Director, ACA Group -
Adopting RegTech: A practical guide
Harpreet Singh, Global Lead, Post-Trade Solutions, BCM, Luxoft -
Does decentralised finance = deregulated finance?
Daniel J. Davis, Partner and Sheehan H. Band, Associate, Financial Markets Litigation & Enforcement, Katten Muchin Rosenman -
It’s not the algorithm, it’s the ethics
Gary Shiffman, Founder, CEO and Chair of the Board, Giant Oak and Christopher Wall, King’s College, London -
Examining the root causes of controls' failures and remediation
Jamila Piracci, Managing Director, Patomak Global Partners -
Potential applications of emerging technologies to anti-money laundering compliance programmes
Barrie VanBrackle, Partner, Parag Patel, Partner and Victor Razon, Associate, Latham & Watkins -
The synergy between the UK Senior Manager Regime area of ‘reasonable steps’ and diversity and inclusion
Ramita Dhillon, Director, Head of Compliance, BACB -
International regulatory and oversight trends in financial consumer protection: What can be gleaned from the UK, Portuguese, Irish and Canadian experiences
Lucie Tedesco, Counsel, Financial Services, McCarthy Tétrault -
Navigating state data privacy laws: A guide for SEC-registered investment advisers
William Nelson, Associate General Counsel, Investment Adviser Association -
Keys to a successful compliance testing programme
Ellen Rose, Managing Director, Treliant