Forthcoming content

Each volume of Journal of Financial Compliance consists of four quarterly 100-page issues. A selection of the peer-reviewed articles and real world case studies scheduled for Volume 1 includes:

• Challenges in implementing the ‘5th Pillar’ rule
  Robert Molloy, Chief Anti-Money Laundering Officer, Raymond James Financial
• Courts as gatekeepers:  The perils of defending whistleblower suits
  Robert G. Houck, Partner, Clifford Chance
• AML compliance and the new standards on beneficial ownership
  Brian Arrington, BSA/AML, Sanctions and Fraud Specialist Advisor, Deloitte
• What Faster Payments means for Anti-Money Laundering compliance
  Henry Balani, Global Head of Strategic Development, Accuity
• The changing landscape of the position of Individuals in regulatory investigations: Are you prepared?
  Guy Wilkes, Partner, Financial Services Regulatory and Enforcement, Mayer Brown International and Francis Kean, Executive Director, FINEX Global, Willis Tower Watson
• Concerns for insurers: The treatment of multi-option and closed-book products under the new regulations
  Arved Kolle, Policy Adviser - Conduct Regulation, Association of British Insurers
• Finding the balance between data protection and AML transparency requirements
  Andrew Lall, Privacy Officer, Royal Bank of Scotland
• Reporting as a SYSC issue: Establishing governance maps for regulatory reporting
  Adedayo Banwo, Senior Counsel, Deutsche Bank
• Technology innovation: Understanding the impact of new products to existing controls
  John Karantzis, Managing Director and CEO, iSignthis
• A culture of learning: Reinforcing a firm’s values, ethics, and culture through building a learning environment in compliance
  Michael Roemer, Head of Compliance and Mark Buckle, Head of Learning for Compliance, Barclays
• Man vs machine: Balancing automation and manual reviews to strengthen risk monitoring
  Matthew McLaughlin, Former Director, Global Investigations, AFEX
• An intelligence-led approach to addressing cyber fraud: Proactive fraud auditing
  Elizabeth Petrie, Director of Strategic Intelligence, Citi and Casey D. Evans, Executive-in-Residence, Program Director, Master of Science in Accounting, Kogod School of Business, American University
• Risk impact is in the eye of the beholder: Difficulties faced by the Regulator in an offshore financial centre
  Paul Coleman, Head of Compliance Unit, Turks and Caicos Islands Financial Services Commission
• Predictive analytics in fraud and AML
  Clinton Mills, Managing Director, GBG DecTech
• Implementing ethical culture across the Australian financial landscape 
  Richard Brandweiner, Partner, LeapFrog Investments and Susan Morey, Head of Advocacy, CFA Societies of Australia
• Personal liability: What compliance professionals need to know
  Polly Greenberg, Managing Director, Financial Crime and Regulatory Consulting, Duff & Phelps
• AML professionals and frontline staff: Bridging the divide
  Heather A. Allen, First Vice President, BSA Officer, Peoples Bank NC and Anne Archer, BSA/AML Officer and Manager, Xenith Bank
• Investigations by multilateral development banks: How to manage risks, responses, and expectations
  Chiawen Kiew, Principal Investigations Manager, European Bank for Reconstruction and Development
• Compliance meets HR: Monitoring competence and integrity 
  Matthew Connell, Director of Policy and Public Relations, Chartered Insurance Institute
• Analysing the role of technology in compliance and regulatory structures
  Gerard Fullarton, Risk & Compliance Manager, IFM Investors
• Why the DNA of beneficial owners prevent companies from self-submitting beneficial ownership information
  Anders A. L. Rodenberg, Director, Financial Institutions & Advisory, North America, Bureau van Dijk
• Dealing with politically exposed persons: Navigating the changing regulatory environment
  Susannah Cogman, Partner and Elizabeth Head, Senior Associate, Corporate Crime and Investigations  Team, Herbert Smith Freehills 
• Senior management training, accountability and oversight for anti-money laundering compliance
  Zachary C. Miller, Vice President/BSA Officer, Mid Penn Bank and Lauren Kohr, Senior Manager, Governance, Risk, and Quality Control, Financial Intelligence Unit, Pentagon Federal Credit Union
• The new era of anti-financial crime compliance 
  Marios M. Skandalis, Director, Group Compliance Division, Bank of Cyprus Group
• Ensuring good governance throughout the product life-cycle: A financial planner’s view
  Nick Bamford, Executive Director, Informed Choice
• Smarter compliance: Can you improve financial crime risk management whilst reducing cost?
  Natalie Gjertsen, Director, Financial Crime, EY