Volume 8, 2015-16

Each volume of Journal of Securities Operations & Custody consists of four quarterly 100-page issues. The articles published in Volume 8 are:

Volume 8 Number 4

  • Blockchain YES, blockchain NO: An outsider (non-IT expert) view
    Andrea Tranquillini, Managing Director Business Development, globeSettle SA
  • Examining the future of regulatory reporting for the banking industry
    Frédéric Visnovsky, Deputy Secretary General, ACPR
  • Generating returns through better relationships: How managed custody accounts benefit managers and investors
    Thomas A. Hickey III, Chair, Stuart E. Fross, Partner & Business Lawyer, Gustavo Resendiz, Senior Counsel, and Kenneth C. Nee, Associate & Business Lawyer, Foley & Lardner
  • Corporate actions and the need for market efficiency
    Bennie van der Westhuizen, Head of Investors & Intermediaries, Standard Chartered Bank
  • Understanding the EU’s approach to harmonised regulatory reporting
    Olga Petrenko, Market Integrity Senior Officer ESMA
  • Blockchain and the securities industry: Towards a new ecosystem
    Carlo R. W. de Meijer, Independent Financial Services Advisor
  • A new European approach to transaction reporting
    Vivienne Bannigan, Managing Director, Granuaile
  • Anti-money laundering and sanctions compliance challenges for custody services
    Sharon Cohen Levin, Partner, Franca Harris Gutierrez, Partner & Vice-Chair, WilmerHale, Katrina Carroll, Chief Anti-Money Laundering Officer, LPL Financial and Elijah Alper, Director & Assistant General, Counsel Capital One
  • Reconciliations: The forefront of regulatory compliance procedures
    Maryse Gordon, Senior Pre-Sales Consultant, London Stock Exchange

Volume 8 Number 3

  • Trade and transaction reporting challenges facing buy-side firms
    Angela Hayter-Holt, Head of Regulatory Reporting, Hermes Investment Management
  • Fixed income pre- and post-trade transparency
    Arjun Singh-Muchelle, Senior Advisor, Capital Markets, The Investment Association
  • The FRTB: Do not underestimate the standardised approach
    Nicola Hortin, Head of the Regulatory AnalysisTeam, EMEA, AxiomSL
  • The changing role of the network manager: Is network management morphing into vendor governance?
    Sandra Holmqvist, Head of Network Management and Göran Fors, Deputy Head of Investor Services, SEB
  • Financial technology: Blockchain and securities settlement
    Taketoshi Mori, Senior Manager, Deloitte Touche Tohmatsu
  • Clarifying MiFID II: Pre-trade transparency for non-equities
    Miranda Morad, General Counsel, and Jason Waight, Head of Business Management and Regulatory Affairs, MarketAxess
  • The G20 leaders’ financial reform and its impact on EU banks’ back-office function
    Michel M. Stubbe, Head of the Financial Operations Services Division, European Central Bank
  • Assessing the practical impacts of the EU derivatives trading obligation
    Elisabeth Øverland, Counsel, Freshfields Bruckhaus Deringer
  • Panama papers highlight the urgency: From FATCA to the OECD CRS
    Meredith Moss, Founder & CEO, Finomial
  • Evolution of collateral ‘management’ into collateral ‘optimisation’
    Bilgehan Aydin, Head of Collateral Solutions, Corporates and Markets, Commerzbank
  • MiFID II and regulatory transaction reporting
    Nirvana Farhadi, Founder & CEO, FFS-RegTech Solutions

Volume 8 Number 2

  • Emerging trends in securities services and how Deutsche Bank is responding to them
    Satvinder Singh, Global Head, Institutional Cash & Securities Services (ICSS), Deutsche Bank
  • Europe’s plumbers: keeping capital flowing!
    Marc Bayle, Director General - Market Infrastructure and Payments, European Central Bank
  • Check Yourself Before You Rec Yourself: 8 things to consider when embarking on your Reconciliation project?
    Andrew Chapman, Senior Manager, Fund Financial Services, Vanguard
  • Reconciliations solutions for smaller firms
    Todd Merrell, Director of Finance, Welton Investment Partners LLC
  • The challenges of complying with the FCA’s Client Assets Regime
    Kevin Huby, Director, PRIN10 Limited
  • A review of RMB internationalisation, investment and financial products with assessment of past trends and discussion of likely future developments
    Philippe Dirckx, Managing Director, Head of Markets & Initiatives for Asia Pacific, SWIFT
  • An Industry Ontology for Risk Data Aggregation Reporting
    Mike Bennett, Head of Semantics and Standards, EDM Council
  • Fintech and the Future of Securities Services
    Bruno Campenon, Head of Clearing and Custody Services & Corporate Trust Services, Americas BNP Paribas
  • Global securities reporting: industry trends, challenges and future perspectives<
    Jonathan Ehrenfeld, Securities Market Manager, SWIFT
  • Fundamentals of Market Discipline and Custody Risk Management
    Yener Coskun, Chief Expert, Intermediary Activities Dept., Capital Markets Board of Turkey

 Volume 8 Number 1

  • How are agents dealing with network managers in the new regulatory environment?
    Günter Schnaitt, Head, Global Securities Services
  • Collateral management: A waiting game
    Philippe Laurensy, Managing Director, Euroclear
  • Back to the future: The changing nature of securities service provision
    Rob Scott, Head of Custody & Clearing, Commerzbank
  • Towards a convergence of CSD account segregation practices?
    Soraya Belghazi, Secretary General, ECSDA
  • How investors can enter new markets and the questions they should ask their custodian
    Sonia Maloney, Chief Operating Officer, Norrep Capital Management
  • Enhancing the quality of risk reporting: The roles of the risk decision maker and the accountable executive
  • Kathryn Kerle, Head of Enterprise Risk Reporting, RBS
  • Collateral management — Winners or losers in five years’ time?
    Philippe Ruault, Head of Clearing & Custody Solutions, BNP Paribas Securities Services
  • Process leadership and managing process performance: Two elements which make the difference in process management
    Iassen Deenitchin, Head of Lean & Service Excellence, RBI, Dmitriy Dmitriev, Head of Lean & Process Management, and Gert Hebenstreit, Chief Operations Officer, AO Raiffeisenbank Russia
  • Process improvement in the banking sector
    Zsofia Kovacs, Head of Corporate Customer Service, K&H Bank
  • BCBS239: Reasons, impacts, framework and route to compliance
    Rajib Chakravorty, Senior Risk Manager,
  • The hidden costs of outsourcing: A case study
    Davor Gašparac, Head of Group Org Corporates, Erste Group